Filing Details
- Accession Number:
- 0000927089-16-000771
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-03-11 15:15:11
- Reporting Period:
- 2015-11-17
- Filing Date:
- 2016-03-11
- Accepted Time:
- 2016-03-11 15:15:11
- Original Submission Date:
- 2015-11-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403487 | J Robert Phillips | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-17 | 2,374 | $5.00 | 40,120 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-17 | 874 | $12.00 | 39,246 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-11-17 | 1,500 | $11.96 | 37,746 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-17 | 2,374 | $0.00 | 39,284 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,284 | 2013-05-14 | 2018-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,256 | Indirect | By IRA |
Common Stock | 660 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $8.10 | 2023-05-08 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-05-08 | 10,000 | 10,000 | Direct |
Footnotes
- On September 8, 2015, the Issuer effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split.
- Includes 1,800 shares granted pursuant to the 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 3,000 shares (adjusted to reflect the stock split) that commenced vesting at a rate of 20% per year on May 8, 2014 and 35,346 shares held jointly with the reporting person's spouse.
- In accordance with the terms of the stock option plan and stock incentive plan the exercise price of the options and number of shares subject to the option have been adjusted to reflect the stock split.
- The options vested 20% per year in five equal annual installments beginning on May 14, 2009.
- The options are vesting ratably over five years at 20% per year commencing on May 8, 2014.