Filing Details
- Accession Number:
- 0001662767-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-11 11:31:58
- Reporting Period:
- 2016-02-22
- Filing Date:
- 2016-03-11
- Accepted Time:
- 2016-03-11 11:31:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1431567 | Oak Valley Bancorp | OVLY | State Commercial Banks (6022) | 262326676 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1662767 | Jr Randolph H Holder | 125 N Third Ave Oakdale CA 95361 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-22 | 5,794 | $9.60 | 33,314 | No | 4 | P | Indirect | By Holder Enterprises, LLC |
Common Stock | Acquisiton | 2016-02-25 | 49 | $9.35 | 33,363 | No | 4 | P | Indirect | By Holder Enterprises, LLC |
Common Stock | Acquisiton | 2016-02-29 | 23 | $9.45 | 33,386 | No | 4 | P | Indirect | By Holder Enterprises, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Holder Enterprises, LLC |
No | 4 | P | Indirect | By Holder Enterprises, LLC |
No | 4 | P | Indirect | By Holder Enterprises, LLC |
Footnotes
- Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 25% of the LLC).