Filing Details
- Accession Number:
- 0001209191-16-107732
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-11 10:22:41
- Reporting Period:
- 2016-03-09
- Filing Date:
- 2016-03-11
- Accepted Time:
- 2016-03-11 10:22:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tricadia Holdings, L.p. 780 Third Avenue 29Th Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-03-09 | 700 | $5.90 | 3,416,573 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-09 | 600 | $6.03 | 3,417,173 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-09 | 400 | $5.92 | 3,417,573 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-09 | 400 | $5.89 | 3,417,973 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-09 | 100 | $5.95 | 3,418,073 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-09 | 100 | $5.99 | 3,418,173 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-09 | 100 | $6.00 | 3,418,273 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-09 | 100 | $6.01 | 3,418,373 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-10 | 1,100 | $6.04 | 3,419,473 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-10 | 500 | $6.08 | 3,419,973 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-10 | 300 | $6.17 | 3,420,273 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-10 | 200 | $6.09 | 3,420,473 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-10 | 100 | $5.89 | 3,420,573 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-10 | 100 | $6.05 | 3,420,673 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-10 | 100 | $6.12 | 3,420,773 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-10 | 100 | $6.13 | 3,420,873 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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