Filing Details
- Accession Number:
- 0001140361-16-057400
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-03-10 19:13:39
- Reporting Period:
- 2016-02-12
- Filing Date:
- 2016-03-10
- Accepted Time:
- 2016-03-10 19:13:39
- Original Submission Date:
- 2016-02-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1409916 | Nobilis Health Corp. | HLTH | Services-General Medical & Surgical Hospitals, Nec (8062) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1666595 | Louis Donald Kramer | 11700 Katy Freeway, Suite 300 Houston TX 77079 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-02-12 | 20,000 | $1.97 | 15,814,482 | No | 4 | P | Indirect | Healthcare Ventures, Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Healthcare Ventures, Ltd. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 1,800,000 | Direct | |
| Common Shares | 75,800 | Indirect | Donald Kramer Family LLC |
| Common Shares | 15,794,482 | Indirect | Healthcare Ventures, Ltd. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Units | $0.00 | 200,000 | 200,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 200,000 | 200,000 | Direct |
Footnotes
- Common shares held by Donald Kramer Family LLC. Donald Kramer owns 50% of Donald Kramer Family LLC and is the President and Manager.
- Common shares held by Healthcare Ventures, Ltd., a partnership controlled by Donald Kramer.
- The Restricted Share Units ("RSU") originally vested in 10 years; however, the vesting period accelerated upon Donald Kramer ceasing to be executive director of the Issuer. Each RSU represents the contingent right to receive either (i) one share of common stock upon vesting of the RSU or (ii) a cash payment in an amount equal to the US dollar equivalent of the market price per share on the vesting date.
Billionaire Hedge Funds
