Filing Details
- Accession Number:
- 0000899243-16-015724
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-10 19:01:55
- Reporting Period:
- 2016-03-08
- Filing Date:
- 2016-03-10
- Accepted Time:
- 2016-03-10 19:01:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1595974 | Rubicon Project Inc. | RUBI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1111909 | R Gregory Raifman | C/O The Rubicon Project, Inc. 12181 Bluff Creek Drive, 4Th Floor Los Angeles CA 90094 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-08 | 165,769 | $7.80 | 668,135 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-08 | 165,769 | $17.03 | 502,366 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-09 | 34,231 | $7.80 | 536,597 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-09 | 34,231 | $17.24 | 502,366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-03-08 | 165,769 | $0.00 | 165,769 | $7.80 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-03-09 | 34,321 | $0.00 | 34,231 | $7.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 619,931 | 2023-02-01 | No | 4 | M | Direct | |
| 585,700 | 2023-02-01 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.60, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $17.38, inclusive.
- The option, representing a right to purchase a total of 785,700 shares, became exercisable with respect to 25% of the grant on January 28, 2014 and becomes exercisable with respect to the remainder in 36 equal installments each calendar month thereafter.
- Granted as compensation for services.
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