Filing Details

Accession Number:
0001209191-16-107675
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-10 18:19:36
Reporting Period:
2015-06-02
Filing Date:
2016-03-10
Accepted Time:
2016-03-10 18:19:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348334 Barracuda Networks Inc CUDA Computer Peripheral Equipment, Nec (3577) 830380411
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590405 D Michael Perone C/O Barracuda Networks, Inc.
3175 S. Winchester Blvd.
Campbell CA 95008
Chief Marketing Officer & Evp Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-01 314 $39.40 5,012,877 No 4 F Direct
Common Stock Disposition 2015-06-02 11,426 $39.83 5,001,451 No 4 S Direct
Common Stock Disposition 2015-06-02 2,344 $39.83 177,331 No 4 S Indirect By Trust
Common Stock Disposition 2015-06-02 1,172 $39.83 590,685 No 4 S Indirect By Trust
Common Stock Disposition 2015-06-02 1,758 $39.83 1,210,039 No 4 S Indirect By LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 462,744 Indirect By Spouse
Common Stock 262,179 Indirect By Trust
Common Stock 262,179 Indirect By Trust
Common Stock 128,523 Indirect By Trust
Footnotes
  1. The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2015 by the Reporting Person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.75 to $39.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. The shares are held directly by the Perone Family 2010 Irrevocable Trust dated June 29, 2010 for which the Reporting Person serves as a trustee.
  5. The shares are held directly by the Perone 2012 Irrevocable Trust for which the Reporting Person serves as a trustee.
  6. The shares are held directly Consulting2 LLC for which the Reporting Person serves as the managing member.
  7. The shares are held directly by the 2010 Four Year Plan 3 Trust for which the Reporting Person serves as a trustee.
  8. The shares are held directly by the 2010 Four Year Plan 9 Trust for which the Reporting Person serves as a trustee.
  9. The shares are held directly by the Perone Family 2010 Irrevocable Trust - Exempt dated June 29, 2010 for which the Reporting Person serves as a trustee.