Filing Details
- Accession Number:
- 0001578735-16-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-10 17:16:31
- Reporting Period:
- 2016-03-08
- Filing Date:
- 2016-03-10
- Accepted Time:
- 2016-03-10 17:16:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1578735 | National General Holdings Corp. | NGHC | Fire, Marine & Casualty Insurance (6331) | 271046208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1591561 | Thomas Newgarden | C/O Nghc 59 Maiden Lane, 38Th Floor New York NY 10038 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2016-03-08 | 35,000 | $3.67 | 36,744 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2016-03-08 | 35,000 | $20.19 | 1,744 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2016-03-08 | 19,905 | $10.50 | 21,649 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2016-03-08 | 19,905 | $20.19 | 1,744 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Option to Purchase Common Stock | Disposition | 2016-03-08 | 35,000 | $3.67 | 35,000 | $3.67 |
| Common Stock, $.01 Par Value | Option to Purchase Common Stock | Disposition | 2016-03-08 | 19,905 | $10.50 | 19,905 | $10.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 147,228 | 2011-08-23 | 2020-11-12 | No | 4 | M | Direct |
| 85,875 | 2014-06-06 | 2023-06-06 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2015.
- Reflects a weighted average sale price of $20.1867 per share, at prices ranging from $20.00 to $20.63 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a securityholder of the Company, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
