Filing Details
- Accession Number:
- 0001246360-16-005036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-10 16:28:22
- Reporting Period:
- 2016-03-08
- Filing Date:
- 2016-03-10
- Accepted Time:
- 2016-03-10 16:28:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1302350 | Jmp Group Llc | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409325 | H Glenn Tongue | 152 West 57Th Street, 46Th Floor New York NY 10019 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-03-08 | 2,702 | $5.11 | 14,022 | No | 4 | P | Indirect | By Deerhaven Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Deerhaven Fund, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 127,542 | Direct |
Footnotes
- The reported shares are owned directly by Deerhaven Fund, LP, a limited partnership of which Deerhaven Capital Management, LLC is the general partner. The reporting person is the managing member of Deerhaven Capital Management, LLC. The reporting person disclaims beneficial ownership of the reported securities.