Home > Insider Trading > Filing (0001209191-16-107472)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1410636	American Water Works Company Inc.	AWK	Water Supply (4941)	510063696

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1629296	A Deborah Degillio	1025 Laurel Oak Road Voorhees NJ 08043	Vp And Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-03-08	692	$39.45	2,630	No	4	M	Direct
Common Stock	Disposition	2016-03-08	692	$68.37	1,937	No	4	S	Direct
Common Stock	Acquisiton	2016-03-08	1,642	$44.06	3,579	No	4	M	Direct
Common Stock	Disposition	2016-03-08	1,642	$68.37	1,937	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-03-08	692	$0.00	692	$39.45
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-03-08	1,642	$0.00	1,642	$44.06

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-12-31	No	4	M	Direct
822		2020-12-31	No	4	M	Direct

Footnotes

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.36 to $68.37, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The option award granted on February 21, 2013, representing a right to purchase 2,075 shares, vested in three equal installments on January 1, 2014, 2015 and 2016.
A prior exercise of 1,383 shares underlying this option was previously reported.
The option award granted on February 20, 2014, representing a right to purchase 2,464 shares, vests in three equal installments on January 1, 2015, 2016 and 2017.