Filing Details

Accession Number:
0001209191-16-107435
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-09 17:54:59
Reporting Period:
2016-03-07
Filing Date:
2016-03-09
Accepted Time:
2016-03-09 17:54:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092796 Smith & Wesson Holding Corp SWHC Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 870543688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548337 J. Robert Cicero 2100 Roosevelt Avenue
Springfield MA 01104
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-07 100 $2.95 54,047 No 4 M Direct
Common Stock Disposition 2016-03-07 5,117 $25.89 48,930 No 4 S Direct
Common Stock Disposition 2016-03-07 600 $26.57 48,330 No 4 S Direct
Common Stock Acquisiton 2016-03-08 9,900 $2.95 58,230 No 4 M Direct
Common Stock Disposition 2016-03-08 9,900 $26.81 48,330 No 4 S Direct
Common Stock Disposition 2016-03-09 12,975 $27.78 35,355 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-03-07 100 $0.00 100 $2.95
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-03-08 9,900 $0.00 9,900 $2.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,900 2021-10-31 No 4 M Direct
20,000 2021-10-31 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 Trading Plan dated December 16, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.44 to $26.31, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.33 to $27.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the October 31, 2011 date of grant.