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Filing Details

Accession Number:: 0001127602-16-045824
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-09 17:52:29
Reporting Period:: 2016-03-07

Filing Date:: 2016-03-09
Accepted Time:: 2016-03-09 17:52:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1535929	Voya Financial Inc.	VOYA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1236604	Jr O Rodney Martin	230 Park Avenue New York NY 10169	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-03-07	117,793	$0.00	222,270	No	4	M	Direct
Common Stock	Disposition	2016-03-07	65,672	$31.35	156,598	No	4	F	Direct
Common Stock	Disposition	2016-03-08	5,066	$30.85	151,532	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2016-03-07	89,402	$0.00	89,402	$0.00
Common Stock	Performance Stock Unit	Disposition	2016-03-07	26,534	$0.00	28,391	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-03-07	91,866	$0.00	91,866	$0.00
Common Stock	Performance Stock Unit	Acquisiton	2016-03-07	112,280	$0.00	112,280	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
149,861	No	4	M	Direct
53,068	No	4	M	Direct
241,727	No	4	A	Direct
165,348	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,522	Indirect	By 401(k) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Deferred Savings Plan Issuer Stock Units	$0.00			7,285	7,285	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	7,285	7,285	Direct

Footnotes

Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
This transaction was executed in multiple trades at prices ranging from $30.845 to $30.874. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a securityholder of the company, full information regarding the shares sold at each separate price.
The restricted stock units were awarded as compensation in 2014 and 2015 and converted to common stock on a 1 to 1 basis upon the vesting date.
The performance stock units were awarded as compensation in 2015 and converted to common stock based on the achievement of certain performance factors.
Each stock unit represents a conditional right to receive one share of the company's common stock.
The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on March 7, 2016, the date of the grant.
1/3 of the restricted stock units will vest on March 7, 2017, 1/3 on March 7, 2018 and 1/3 on March 7, 2019.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (March 7, 2019) can range from 0% to 150% of the number presented above.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocateinvestments in these units to alternative investments in the future.