Filing Details

Accession Number:
0001221432-16-000146
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-09 17:44:42
Reporting Period:
2016-03-07
Filing Date:
2016-03-09
Accepted Time:
2016-03-09 17:44:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299033 Calamos Asset Management Inc. CLMS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248580 Sr P John Calamos 2020 Calamos Court
Naperville IL 60563
Chairman, Ceo & Global Co-Cio Yes Yes Yes No
1307316 Calamos Family Partners, Inc. 2020 Calamos Court
Naperville IL 60563
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-07 131 $8.67 7,717 No 4 P Indirect By Spouse
Class A Common Stock Acquisiton 2016-03-08 10,122 $8.68 1,393,919 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Spouse
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,383,797 Direct
Class A Common Stock 3,754,340 Indirect By Calamos Investments LLC
Class A Common Stock 7,717 Indirect By Spouse
Class A Common Stock 3,754,340 Indirect By Calamos Investments LLC
Footnotes
  1. Total represents 628,523.9940 shares of Class A Common Stock and 755,723 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
  2. Total represents 638,645.8690 shares of Class A Common Stock and 755,273 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).