Filing Details

Accession Number:
0001144204-16-086947
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-09 17:00:29
Reporting Period:
2016-03-07
Filing Date:
2016-03-09
Accepted Time:
2016-03-09 17:00:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297989 Exlservice Holdings Inc. EXLS Services-Business Services, Nec (7389) 820572194
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373630 Rohit Kapoor 280 Park Avenue
New York NY 10017
Ceo & Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2016-03-07 1,717 $11.88 297,902 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2016-03-07 1,717 $49.50 296,185 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2016-03-07 1,717 $0.00 1,717 $11.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
48,283 2016-07-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 40,219 Indirect See Footnote
Common Stock, Par Value $0.001 Per Share 333,185 Indirect See Footnote
Common Stock, Par Value $0.001 Per Share 177,134 Indirect See Footnote
Common Stock, Par Value $0.001 Per Share 84,000 Indirect See Footnote
Common Stock, Par Value $0.001 Per Share 84,000 Indirect See Footnote
Footnotes
  1. On March 7, 2016 the reporting person exercised previously issued options to purchase an aggregate of 1,717 shares of common stock of ExlService Holdings, Inc.
  2. This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
  3. Owned by Rohit Kapoor.
  4. Owned by the Rohit Kapoor 2013 Grantor Retained Annuity Trust.
  5. Owned by the Rohit Kapoor 2012 Family Trust.
  6. Owned by the Rohit Kapoor 2005 Grantor Retained Annuity Trust.
  7. Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
  8. Owned by the Shikha Kapoor 2005 Family Trust.
  9. 48,283 of these options were fully vested and exercisable.