Filing Details
- Accession Number:
- 0001214659-16-010209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-09 16:30:15
- Reporting Period:
- 2016-03-07
- Filing Date:
- 2016-03-09
- Accepted Time:
- 2016-03-09 16:30:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403180 | Joseph Sparacio | Imax Corporation Suite 2100, 110 East 59Th Street New York NY 10022 | Exec Vp & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-03-07 | 4,687 | $0.00 | 16,572 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2016-03-07 | 4,245 | $0.00 | 20,817 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2016-03-07 | 2,884 | $0.00 | 23,701 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2016-03-08 | 5,891 | $31.29 | 17,810 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | restricted share units | Disposition | 2016-03-07 | 4,687 | $0.00 | 4,687 | $0.00 |
| Common Shares | restricted share units | Disposition | 2016-03-07 | 4,245 | $0.00 | 4,245 | $0.00 |
| Common Shares | restricted share units | Disposition | 2016-03-07 | 2,884 | $0.00 | 2,884 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,626 | 2016-03-07 | 2016-12-01 | No | 4 | M | Direct |
| 9,340 | 2016-03-07 | 2017-12-01 | No | 4 | M | Direct |
| 11,539 | 2016-03-07 | 2018-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares (Opening Balance) | 11,885 | Direct |
Footnotes
- Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- Mr. Sparacio is reporting the sale of 5,891 common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
- This represents the number of restricted share units for this transaction only. Mr. Sparacio's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 146,458; 29,130 and 17,810 respectively.
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