Filing Details

Accession Number:
0001209191-16-107233
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-09 12:04:48
Reporting Period:
2016-03-07
Filing Date:
2016-03-09
Accepted Time:
2016-03-09 12:04:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-07 1,275 $6.02 3,412,148 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-07 500 $6.01 3,412,648 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-07 625 $6.00 3,413,273 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-07 100 $6.05 3,413,373 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-08 1,200 $5.99 3,414,573 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-08 900 $6.03 3,415,473 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-08 400 $6.01 3,415,873 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.