Filing Details
- Accession Number:
- 0001179110-16-021414
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-09 11:06:47
- Reporting Period:
- 2016-03-07
- Filing Date:
- 2016-03-09
- Accepted Time:
- 2016-03-09 11:06:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
745732 | Ross Stores Inc | ROST | Retail-Family Clothing Stores (5651) | 941390387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238932 | S James Fassio | 5130 Hacienda Drive Dublin CA 94568 | President, Chief Dev. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-07 | 18,000 | $6.95 | 291,148 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-07 | 18,000 | $58.23 | 273,148 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-03-07 | 18,000 | $0.00 | 18,000 | $6.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,000 | 2016-03-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 495,451 | Indirect | by Trust A |
Common Stock | 129,728 | Indirect | by Trust B |
Footnotes
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.00 to $58.68, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
- Securities held in the name of James S. Fassio Revocable Trust.
- Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.
- Option is exercisable as it vests in monthly increments beginning the first full month from date of grant with a vested ratio of 1/72 for the first year, 2/72 for the second year and 3/72 for the third year.
- The Securities Beneficially Owned reflects a 2:1 stock split effected in the form of a stock dividend paid on 6/11/2015 to all holders of record on 4/22/15.