Filing Details
- Accession Number:
- 0001354488-16-006494
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2016-03-09 10:05:26
- Reporting Period:
- 2015-12-31
- Filing Date:
- 2016-03-09
- Accepted Time:
- 2016-03-09 10:05:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1378624 | Cellular Biomedicine Group Inc. | CBMG | Biological Products, (No Disgnostic Substances) (2836) | 861032927 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1613871 | Terry Belmont | 19925 Stevens Creek Blvd Suite 100 Cupertino CA 95014 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-15 | 4,000 | $5.50 | 4,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-15 | 4,000 | $37.82 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) (2013 Plan) | Acquisiton | 2014-11-07 | 0 | $0.00 | 3,000 | $15.62 |
Common Stock | Non-Qualified Stock Option (right to buy) (2013 Plan) | Acquisiton | 2014-12-09 | 0 | $0.00 | 4,000 | $12.94 |
Common Stock | Non-Qualified Stock Option (right to buy) (2013 Plan) | Disposition | 2015-06-15 | 0 | $0.00 | 4,000 | $5.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,000 | 2015-11-07 | 2024-11-07 | No | 4 | A | Direct |
4,000 | 2015-12-09 | 2024-12-09 | No | 4 | A | Direct |
0 | 2014-12-09 | 2023-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 0 | Direct |
Footnotes
- On September 29, 2015, the reporting person transferred 2,224 shares of common stock of the issuer to his ex-wife pursuant to a court order issued in connection with a matrimonial proceeding.