Filing Details
- Accession Number:
- 0001209191-16-107207
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-03-09 07:27:19
- Reporting Period:
- 2016-03-04
- Filing Date:
- 2016-03-09
- Accepted Time:
- 2016-03-09 07:27:19
- Original Submission Date:
- 2016-03-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418135 | Dr Pepper Snapple Group Inc. | DPS | Beverages (2080) | 753258232 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1446970 | David Thomas | 5301 Legacy Dr. Plano TX 75024 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-04 | 5,009 | $43.82 | 55,729 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-04 | 5,009 | $92.03 | 50,720 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Footnotes
- This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 4, 2014.
- On March 8, 2016 the reporting person filed a Form 4 reporting the acquisition of 5,009 shares upon exercise of an option granted under the Issuer's Omnibus Stock Incentive Plan of 2009. The total number of shares beneficially owned following the acquisition of 5,009 shares was reported as 50,729 and should have been reported as 55,729. These shares were subsequently sold and the last line of the Form 4 (which is also included on this Form 4) reflected the correct shares sold and the correct shares owned at the conclusion of the transactions as 50,720.
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $92.00-$92.08. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.