Filing Details

Accession Number:
0001209191-16-107183
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-08 20:01:19
Reporting Period:
2016-03-04
Filing Date:
2016-03-08
Accepted Time:
2016-03-08 20:01:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296668 A Loyd Warnock 1025 Laurel Oak Road
Voorhees NJ 08043
Svp, External Affairs, Comm. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-04 3,115 $52.75 11,862 No 4 M Direct
Common Stock Disposition 2016-03-04 3,115 $67.53 8,747 No 4 S Direct
Common Stock Acquisiton 2016-03-04 3,050 $46.45 11,797 No 4 M Direct
Common Stock Disposition 2016-03-04 3,050 $67.53 8,747 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-03-04 3,115 $0.00 3,115 $52.75
Common Stock Employee Stock Option (right to buy) Disposition 2016-03-04 3,050 $0.00 3,050 $46.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,320 2021-12-31 No 4 M Direct
5,464 2020-12-31 No 4 M Direct
Footnotes
  1. Includes 143 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan.
  2. The option award granted on February 17, 2015, representing a right to purchase 10,435 shares, vests in three equal installments on January 1, 2016, 2017 and 2018.
  3. The option award granted on April 28, 2014, representing a right to purchase 12,273 shares, vests in three equal installments on January 1, 2015, 2016 and 2017.
  4. A prior exercise of 3,759 shares underlying this option was previously reported.