Filing Details
- Accession Number:
- 0001626624-16-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-08 19:36:41
- Reporting Period:
- 2015-12-21
- Filing Date:
- 2016-03-08
- Accepted Time:
- 2016-03-08 19:36:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1463197 | J Patrick Griffin | 817 Maxwell Avenue Evansville IN 47711 | Vice President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-21 | 827 | $12.31 | 496,130 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,278,465 | Indirect | Family Limited Partnership |
Footnotes
- Mr. Griffin is reporting on this Form 4 the acquisition of additional shares of common stock pursuant to a broker-administered dividend reinvestment plan. The shares of common stock owned by Mr. Griffin to which the dividended shares relate were inadvertently and automatically enrolled in such plan in connection with a change in broker. Mr. Griffin first became aware of the additional shares issued to him on March 5, 2016, and he has subsequently removed his shares from further participation in the broker-administered dividend reinvestment plan.
- Mr. Patrick Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be owned by Mr. Robert Griffin, the father of Mr. Patrick Griffin, which shares have been, and continue to be, included by Mr. Robert Griffin in his Section 16 reports.