Filing Details

Accession Number:
0001626624-16-000059
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-08 19:36:41
Reporting Period:
2015-12-21
Filing Date:
2016-03-08
Accepted Time:
2016-03-08 19:36:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33488 Escalade Inc ESCA Sporting & Athletic Goods, Nec (3949) 132739290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1463197 J Patrick Griffin 817 Maxwell Avenue
Evansville IN 47711
Vice President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-21 827 $12.31 496,130 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,278,465 Indirect Family Limited Partnership
Footnotes
  1. Mr. Griffin is reporting on this Form 4 the acquisition of additional shares of common stock pursuant to a broker-administered dividend reinvestment plan. The shares of common stock owned by Mr. Griffin to which the dividended shares relate were inadvertently and automatically enrolled in such plan in connection with a change in broker. Mr. Griffin first became aware of the additional shares issued to him on March 5, 2016, and he has subsequently removed his shares from further participation in the broker-administered dividend reinvestment plan.
  2. Mr. Patrick Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be owned by Mr. Robert Griffin, the father of Mr. Patrick Griffin, which shares have been, and continue to be, included by Mr. Robert Griffin in his Section 16 reports.