Filing Details
- Accession Number:
- 0001123292-16-001931
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-08 18:38:10
- Reporting Period:
- 2016-03-08
- Filing Date:
- 2016-03-08
- Accepted Time:
- 2016-03-08 18:38:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1395937 | Syndax Pharmaceuticals Inc | SNDX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026765 | Ivor Royston | C/O Syndax Pharmaceuticals, Inc. 400 Totten Pond Road, Suite 110 Waltham MA 02451 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-08 | 315,195 | $0.00 | 315,195 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2016-03-08 | 198,931 | $0.00 | 514,126 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2016-03-08 | 86,419 | $0.00 | 600,545 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2016-03-08 | 150,000 | $12.00 | 750,545 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2016-03-08 | 315,195 | $0.00 | 315,195 | $0.00 |
Common Stock | Series B-1 Preferred Stock | Disposition | 2016-03-08 | 198,931 | $0.00 | 198,931 | $0.00 |
Common Stock | Series C-1 Preferred Stock | Disposition | 2016-03-08 | 86,419 | $0.00 | 86,419 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering of its common stock, each share of Series A-1, Series B-1 and Series C-1 preferred stock automatically converted into one share of common stock. The Series A-1, Series B-1 and Series C-1 preferred stock had no expiration date.
- The securities are owned directly by Forward Ventures V, LP ("Forward V"), Forward Ventures IV, LP ("Forward IV") and Forward Ventures IVB, LP ("Forward IVB" and collectively, the "Forward Entities"). Dr. Royston is a member of Forward V and a managing member of Forward IV Associates, LLC which is the general partner of each of Forward IV and Forward IVB. As a result, Dr. Royston shares voting and investment power over the shares owned by the Forward Entities. Dr. Royston disclaims beneficial ownership of all shares held by the Forward Entities, except to the extent of his actual pecuniary interest therein.