Filing Details

Accession Number:
0001123292-16-001931
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-08 18:38:10
Reporting Period:
2016-03-08
Filing Date:
2016-03-08
Accepted Time:
2016-03-08 18:38:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1395937 Syndax Pharmaceuticals Inc SNDX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1026765 Ivor Royston C/O Syndax Pharmaceuticals, Inc.
400 Totten Pond Road, Suite 110
Waltham MA 02451
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-08 315,195 $0.00 315,195 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-03-08 198,931 $0.00 514,126 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-03-08 86,419 $0.00 600,545 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-03-08 150,000 $12.00 750,545 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Preferred Stock Disposition 2016-03-08 315,195 $0.00 315,195 $0.00
Common Stock Series B-1 Preferred Stock Disposition 2016-03-08 198,931 $0.00 198,931 $0.00
Common Stock Series C-1 Preferred Stock Disposition 2016-03-08 86,419 $0.00 86,419 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Upon the closing of the Issuer's initial public offering of its common stock, each share of Series A-1, Series B-1 and Series C-1 preferred stock automatically converted into one share of common stock. The Series A-1, Series B-1 and Series C-1 preferred stock had no expiration date.
  2. The securities are owned directly by Forward Ventures V, LP ("Forward V"), Forward Ventures IV, LP ("Forward IV") and Forward Ventures IVB, LP ("Forward IVB" and collectively, the "Forward Entities"). Dr. Royston is a member of Forward V and a managing member of Forward IV Associates, LLC which is the general partner of each of Forward IV and Forward IVB. As a result, Dr. Royston shares voting and investment power over the shares owned by the Forward Entities. Dr. Royston disclaims beneficial ownership of all shares held by the Forward Entities, except to the extent of his actual pecuniary interest therein.