Filing Details
- Accession Number:
- 0001209191-16-106797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-07 21:24:02
- Reporting Period:
- 2016-03-03
- Filing Date:
- 2016-03-07
- Accepted Time:
- 2016-03-07 21:24:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1469443 | Arcadia Biosciences Inc. | RKDA | Agricultural Chemicals (2870) | 810571538 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1640658 | C. Vic Knauf | C/O Arcadia Biosciences, Inc. 202 Cousteau Place, Suite 105 Davis CA 95618 | Chief Scientific Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-03 | 300 | $1.08 | 47,434 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-03 | 300 | $2.97 | 47,134 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-04 | 2,973 | $1.08 | 50,107 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-04 | 2,973 | $3.22 | 47,134 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-03 | 300 | $0.00 | 300 | $1.08 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-04 | 2,973 | $0.00 | 2,973 | $1.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 235,534 | 2018-06-30 | No | 4 | M | Direct | |
| 232,561 | 2018-06-30 | No | 4 | M | Direct |
Footnotes
- The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the Reporting Person effective February 1, 2016.
- The option is fully exercisable as of the date hereof.
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