Filing Details
- Accession Number:
- 0000950142-16-003286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-07 20:56:18
- Reporting Period:
- 2016-03-03
- Filing Date:
- 2016-03-07
- Accepted Time:
- 2016-03-07 20:56:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580156 | Houghton Mifflin Harcourt Co | HMHC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253483 | Michael Dolan | C/O Houghton Mifflin Harcourt Co., 222 Berkeley Street Boston MA 02116 | See Remarks. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-03 | 1,327 | $0.00 | 2,190 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-03 | 552 | $19.77 | 1,638 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-03-07 | 775 | $19.85 | 863 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2016-03-03 | 1,327 | $0.00 | 1,327 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,653 | No | 4 | M | Direct |
Footnotes
- 1,327 restricted stock units held by Mr. Dolan vested on March 3, 2016 were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 552 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
- Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- The remaining restricted stock units shall vest in two equal installments on March 3, 2017 and March 3, 2018, subject to continued employment with the Company.