Filing Details
- Accession Number:
- 0001209191-16-106783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-07 19:41:46
- Reporting Period:
- 2016-03-04
- Filing Date:
- 2016-03-07
- Accepted Time:
- 2016-03-07 19:41:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1430105 | F. Mark Strauss | 1025 Laurel Oak Road Voorhees NJ 08043 | Svp,Corp Strategy&Bus. Develop | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-04 | 17,422 | $22.31 | 49,149 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-04 | 17,422 | $67.53 | 31,727 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-04 | 17,422 | $0.00 | 17,422 | $22.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-12-31 | No | 4 | M | Direct |
Footnotes
- Includes 58 shares purchased under the American Water Works Company, Inc. Nonqualified Employee Stock Purchase Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $67.57, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder of American Water Works Company, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The option award granted on February 20, 2010, representing a right to purchase 17,422 shares, vested in three equal installments on January 1, 2011, 2012 and 2013.