Filing Details

Accession Number:
0001209191-16-106769
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-07 19:12:28
Reporting Period:
2016-03-04
Filing Date:
2016-03-07
Accepted Time:
2016-03-07 19:12:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628956 A Michael Sgro 1025 Laurel Oak Road
Voorhees NJ 08043
Evp,General Counsel, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-04 742 $39.45 4,618 No 4 M Direct
Common Stock Disposition 2016-03-04 742 $67.50 3,876 No 4 S Direct
Common Stock Acquisiton 2016-03-04 1,097 $44.06 4,973 No 4 M Direct
Common Stock Disposition 2016-03-04 1,097 $67.50 3,876 No 4 S Direct
Common Stock Disposition 2016-03-04 1,169 $67.44 2,707 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-03-04 742 $0.00 742 $39.45
Common Stock Employee Stock Option (right to buy) Disposition 2016-03-04 1,097 $0.00 1,097 $44.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-12-31 No 4 M Direct
841 2020-12-31 No 4 M Direct
Footnotes
  1. The option award granted on February 21, 2013, representing a right to purchase 2,225 shares, vested in three equal installments on January 1, 2014, 2015 and 2016.
  2. Prior exercises of 1,483 shares underlying this option were previously reported.
  3. The option award granted on February 20, 2014, representing a right to purchase 2,522 shares, vests in three equal installments on January 1, 2015, 2016 and 2017.
  4. A prior exercise of 584 shares underlying this option was previously reported.