Filing Details
- Accession Number:
- 0001209191-16-106769
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-07 19:12:28
- Reporting Period:
- 2016-03-04
- Filing Date:
- 2016-03-07
- Accepted Time:
- 2016-03-07 19:12:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1628956 | A Michael Sgro | 1025 Laurel Oak Road Voorhees NJ 08043 | Evp,General Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-04 | 742 | $39.45 | 4,618 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-04 | 742 | $67.50 | 3,876 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-03-04 | 1,097 | $44.06 | 4,973 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-04 | 1,097 | $67.50 | 3,876 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-03-04 | 1,169 | $67.44 | 2,707 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-04 | 742 | $0.00 | 742 | $39.45 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-04 | 1,097 | $0.00 | 1,097 | $44.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-12-31 | No | 4 | M | Direct | |
841 | 2020-12-31 | No | 4 | M | Direct |
Footnotes
- The option award granted on February 21, 2013, representing a right to purchase 2,225 shares, vested in three equal installments on January 1, 2014, 2015 and 2016.
- Prior exercises of 1,483 shares underlying this option were previously reported.
- The option award granted on February 20, 2014, representing a right to purchase 2,522 shares, vests in three equal installments on January 1, 2015, 2016 and 2017.
- A prior exercise of 584 shares underlying this option was previously reported.