Filing Details
- Accession Number:
- 0001144204-16-086439
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-07 18:04:15
- Reporting Period:
- 2016-03-03
- Filing Date:
- 2016-03-07
- Accepted Time:
- 2016-03-07 18:04:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 792130 | Datawatch Corp | DWCH | Services-Prepackaged Software (7372) | 020405716 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226521 | W Terry Potter | C/O Datawatch Corporation 271 Mill Road, Quorum Office Park Chelmsford MA 01824 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-03 | 1,140 | $3.61 | 49,902 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-03 | 820 | $5.02 | 49,082 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-04 | 2,309 | $3.61 | 51,391 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-04 | 1,700 | $4.90 | 49,691 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-07 | 1,551 | $3.61 | 51,242 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-03-03 | 1,140 | $0.00 | 1,140 | $3.61 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-03-04 | 2,309 | $0.00 | 2,309 | $3.61 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-03-07 | 1,551 | $0.00 | 1,551 | $3.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,860 | 2016-03-10 | No | 4 | M | Direct | |
| 1,551 | 2016-03-10 | No | 4 | M | Direct | |
| 0 | 2016-03-10 | No | 4 | M | Direct |
Footnotes
- The purpose of this sale was to cover the cost of the aggregate exercise price payable by Mr. Potter upon the exercise of stock options reported in the row immediately above for the same date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.91. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- Stock Options issued pursuant to the Datawatch Corporation 1996 Stock Plan.
- Options fully exercisable.
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