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Home > Insider Trading > Filing (0001437749-16-026998)

Filing Details

Accession Number:: 0001437749-16-026998
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-07 17:58:15
Reporting Period:: 2016-03-04

Filing Date:: 2016-03-07
Accepted Time:: 2016-03-07 17:58:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185626	L Kelly Chan	777 North Broadway Los Angeles CA 90012		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-03-04	2,000	$8.73	30,096	No	4	P	Indirect	Partner - Chansons Properties

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Partner - Chansons Properties

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	89,980	Direct
Common Stock	9,800	Indirect	By spouse
Common Stock	61,291	Indirect	Living Trust
Common Stock	13,390	Indirect	As custodian for son
Common Stock	200,000	Indirect	Trustee - WHFC Trust

Footnotes

1,634 shares was transferred to Living Trust on 5/8/15 as indirect ownership.