Filing Details
- Accession Number:
- 0001209191-16-106692
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-07 17:23:06
- Reporting Period:
- 2016-03-03
- Filing Date:
- 2016-03-07
- Accepted Time:
- 2016-03-07 17:23:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 37996 | Ford Motor Co | F | Motor Vehicles & Passenger Car Bodies (3711) | 380549190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230846 | Jr Clay William Ford | Ford Motor Company One American Road Dearborn MI 48126 | Exec. Chairman And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2016-03-04 | 411,764 | $0.00 | 552,435 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2016-03-04 | 36,026 | $0.00 | 588,461 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-03-04 | 196,137 | $13.59 | 392,324 | No | 4 | F | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2016-03-07 | 1,890,000 | $2.84 | 2,282,324 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-03-07 | 1,090,000 | $13.60 | 1,192,324 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Ford Stock Units | Disposition | 2016-03-04 | 411,764 | $0.00 | 411,764 | $0.00 |
| Common Stock, $0.01 Par Value | Ford Stock Units | Disposition | 2016-03-04 | 36,026 | $0.00 | 36,026 | $0.00 |
| Common Stock, $0.01 Par Value | Ford Stock Units | Acquisiton | 2016-03-03 | 156,942 | $0.00 | 156,942 | $0.00 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2016-03-07 | 1,890,000 | $0.00 | 1,890,000 | $2.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 73,144 | No | 4 | M | Direct | ||
| 156,942 | No | 4 | A | Direct | ||
| 1,474,367 | 2019-03-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 108,248 | Indirect | By Company Plan |
| Common Stock, $0.01 Par Value | 12,412 | Indirect | By Spouse |
| Common Stock, $0.01 Par Value | 55,798 | Indirect | By Children |
| Common Stock, $0.01 Par Value | 60,843 | Indirect | by Spouse as Trustee |
| Common Stock, $0.01 Par Value | 198,039 | Indirect | By Trust-Children |
Footnotes
- The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's 2008 Long-Term Incentive Plan.
- These shares were withheld by the Company to cover my income tax liability relating to a grant to me of Common Stock under the Company's 2008 Long-Term Incentive Plan.
- This option became exercisable to the extent of 33% of the shares optioned as of August 5, 2010, 66% of the shares optioned after two years from the date of grant (03/27/2009), and in full after three years from the date of grant (03/27/2009).
- The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $13.5700 to $13.6350. A breakdown of each transaction will be provided upon request.
- I disclaim beneficial ownership of these shares owned by my wife.
- I disclaim beneficial ownership of these shares owned by my children.
- I disclaim beneficial ownership of these shares held by my wife as trustee of this trust for the benefit of my descendants.
- I am the trustee of these trusts for my children. I disclaim beneficial ownership of these shares.
- These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/03/2016), 66% after two years, and in full after three years.
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