Filing Details

Accession Number:
0000919574-16-011663
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-07 16:55:36
Reporting Period:
2016-03-03
Filing Date:
2016-03-07
Accepted Time:
2016-03-07 16:55:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260221 Transdigm Group Inc TDG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234544 J Robert Small C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-03 8,279 $219.24 3,033,355 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2016-03-03 9,221 $220.08 3,042,576 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2016-03-04 700 $219.28 3,043,276 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2016-03-04 950 $221.12 3,044,226 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2016-03-04 11,123 $221.56 3,055,349 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2016-03-04 4,076 $222.45 3,059,425 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2016-03-07 2,679 $221.34 3,062,104 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2016-03-07 4,627 $222.06 3,066,731 No 4 P Indirect By Berkshire Entities
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 267,369 Indirect By Stockbridge Partners LLC
Common Stock 6,113 Indirect By Family Trusts
Common Stock 22,000 Indirect By Trust
Common Stock 31,940 Direct
Footnotes
  1. Represents shares acquired by certain of the Berkshire Entities (as defined below), consistent with their investment objective of achieving capital appreciation by investing primarily in marketable securities. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of, or managing member of the general partner of, each of the Berkshire Entities. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over the shares held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  2. Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over the shares held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest, if any, therein.
  3. Owned by Berkshire Fund VII, L.P. ("VII"), Berkshire Fund VII-A, L.P. ("VII-A"), Berkshire Fund VIII, L.P. ("VIII"), Berkshire Fund VIII-A, L.P. ("VIII-A"), Berkshire Investors LLC ("Investors"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV"), Stockbridge Fund, L.P. ("SF"), Stockbridge Absolute Return Fund, L.P. ("SARF") and Stockbridge Master Fund (OS), L.P. ("SOS") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners LLC, the registered investment adviser to VII, VII-A, VIII, VIII-A, Investors, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF, SARF and SOS. Seventh Berkshire Associates LLC ("7BA") is the general partner of each of VII and VII-A.
  4. (Continued from footnote 3): Eighth Berkshire Associates LLC ("8BA") is the general partner of each of VIII and VIII-A. Stockbridge Associates LLC ("SA") is the general partner of SF, SARF and SOS.
  5. The Reporting Person is a managing member of each of BPH, BPSP, BP, SP, 8BA, 7BA, SA, Investors, Investors III and Investors IV. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over the shares held by such entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $218.9200 to $219.9199. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $219.9200 to $220.4800. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $219.2000 to $220.1999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $220.2000 to $221.1999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $221.2000 to $222.1999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $222.2000 to $222.9000. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $220.6800 to $221.6799. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $221.6800 to $222.2500. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  14. Represents shares of Common Stock beneficially owned by certain family trusts. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such family trusts.
  15. Represents shares of Common Stock beneficially owned by a certain trust. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such trust.