Filing Details
- Accession Number:
- 0000874977-16-000156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-07 16:07:05
- Reporting Period:
- 2016-03-03
- Filing Date:
- 2016-03-07
- Accepted Time:
- 2016-03-07 16:07:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874977 | State Auto Financial Corp | STFC | Fire, Marine & Casualty Insurance (6331) | 311324304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1658457 | Burton Kim Garland | 518 E. Broad Street Columbus OH 43215 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2016-03-03 | 1,113 | $21.50 | 7,067 | No | 4 | P | Direct | |
| Common Shares Without Par Value | Acquisiton | 2016-03-03 | 2,079 | $0.00 | 9,146 | No | 4 | A | Direct | |
| Common Shares Without Par Value | Acquisiton | 2016-03-04 | 12,556 | $21.49 | 21,702 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (Right to Buy) NQ | Acquisiton | 2016-03-03 | 9,054 | $0.00 | 9,054 | $21.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,054 | 2017-03-03 | 2026-03-02 | No | 4 | A | Direct |
Footnotes
- Includes the following acquisitions: A restricted Stock Grant of 2,079 shares was issued on 3/3/16 which has a 3 year cliff vest based on service only.
- The options vest in three equal installments beginning on March 3, 2017.
- Field should be left blank, but due to a software defect, requires input.
Billionaire Hedge Funds
