Filing Details
- Accession Number:
- 0001534701-16-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-07 15:30:06
- Reporting Period:
- 2016-02-29
- Filing Date:
- 2016-03-07
- Accepted Time:
- 2016-03-07 15:30:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534701 | Phillips 66 | PSX | Petroleum Refining (2911) | 453779385 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1626994 | A. Chukwuemeka Oyolu | 3010 Briarpark Drive Houston TX 77042 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-03-03 | 1,850 | $85.77 | 3,574 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-02-29 | 726 | $80.18 | 0 | No | 4 | S | Indirect | Held by wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Held by wife |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 22,182 | Direct | |
Common Stock | 779 | Indirect | By Phillips 66 Savings Plan |
Common Stock | 504 | Indirect | Held by Wife in Phillips 66 Savings Plan |
Restricted Stock Units | 670 | Indirect | Held by Wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Units | $0.00 | 2,197 | 2,197 | Direct | ||
Common Stock | Employee Stock Option (Right to Buy) | $72.26 | 2024-02-06 | 2,700 | 2,700 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $74.14 | 2025-02-03 | 6,900 | 6,900 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $78.62 | 2026-02-02 | 10,600 | 10,600 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,197 | 2,197 | Direct | |
2024-02-06 | 2,700 | 2,700 | Direct |
2025-02-03 | 6,900 | 6,900 | Direct |
2026-02-02 | 10,600 | 10,600 | Direct |
Footnotes
- Includes shares received upon the lapse of restrictions on Restricted Stock Units, which were previously reported in Table I holdings.
- Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
- Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.
- Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.
- The PSUs do not have an expiration date.
- The stock options become exercisable in three equal annual installments beginning February 6, 2015.
- The stock options become exercisable in three equal annual installments beginning February 3, 2016.
- The stock options become exercisable in three equal annual installments beginning February 2, 2017.