Filing Details
- Accession Number:
- 0001209191-16-106243
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-04 19:04:03
- Reporting Period:
- 2016-03-03
- Filing Date:
- 2016-03-04
- Accepted Time:
- 2016-03-04 19:04:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009829 | Jakks Pacific Inc | JAKK | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954527222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189020 | Patrick Soon-Shiong | 9922 Jefferson Boulevard Culver City CA 90232 | No | No | Yes | No | |
| 1560407 | California Capital Z, Llc | 9922 Jefferson Boulevard Culver City CA 90232 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-03-03 | 1,000,000 | $7.45 | 2,961,054 | No | 4 | S | Indirect | Through California Capital |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Through California Capital |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 239,622 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | $16.28 | 2012-09-12 | 2017-09-12 | 1,500,000 | 1,500,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-09-12 | 1,500,000 | 1,500,000 | Indirect |
Footnotes
- These shares of common stock were sold on the open market. The price reported in Column 4 is the price per share.
- Dr. Patrick Soon-Shiong is the sole member of California Capital Z, LLC.
- California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Patrick Soon-Shiong is the sole member of California Capital Equity, LLC.
Billionaire Hedge Funds
