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Filing Details

Accession Number:: 0001247524-16-000366
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-04 18:12:18
Reporting Period:: 2016-03-02

Filing Date:: 2016-03-04
Accepted Time:: 2016-03-04 18:12:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1411574	Surgical Care Affiliates Inc.	SCAI	Services-Specialty Outpatient Facilities, Nec (8093)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1588247	A. Michael Rucker	C/O Surgical Care Affiliates, Inc. 520 Lake Cook Road, Suite 250 Deerfield IL 60015	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-03-02	16,667	$0.00	95,665	No	4	A	Direct
Common Stock	Acquisiton	2016-03-03	17,500	$11.18	113,165	No	4	M	Direct
Common Stock	Disposition	2016-03-03	17,500	$41.60	95,665	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to Purchase Common Stock	Disposition	2016-03-03	10,184	$0.00	10,184	$11.18
Common Stock	Options to Purchase Common Stock	Disposition	2016-03-03	7,316	$0.00	7,316	$11.18
Common Stock	Options to Purchase Common Stock	Acquisiton	2016-03-02	21,550	$0.00	21,550	$41.25

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2020-03-24	No	4	M	Direct
6,343	2021-02-08	No	4	M	Direct
21,550	2026-03-02	No	4	A	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to Purchase Common Stock	$12.10	2018-09-15	53,500	53,500	Direct
Common Stock	Options to Purchase Common Stock	$12.10	2019-07-23	37,765	37,765	Direct
Common Stock	Options to Purchase Common Stock	$8.72	2021-02-08	1,951	1,951	Direct
Common Stock	Options to Purchase Common Stock	$13.94	2022-03-06	23,696	23,696	Direct
Common Stock	Options to Purchase Common Stock	$11.48	2022-03-06	71,085	71,085	Direct
Common Stock	Options to Purchase Common Stock	$12.41	2023-05-06	73,170	73,170	Direct
Common Stock	Options to Purchase Common Stock	$29.02	2024-09-17	36,182	36,182	Direct
Common Stock	Options to Purchase Common Stock	$38.35	2025-06-04	28,365	28,365	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-09-15	53,500	53,500	Direct
2019-07-23	37,765	37,765	Direct
2021-02-08	1,951	1,951	Direct
2022-03-06	23,696	23,696	Direct
2022-03-06	71,085	71,085	Direct
2023-05-06	73,170	73,170	Direct
2024-09-17	36,182	36,182	Direct
2025-06-04	28,365	28,365	Direct

Footnotes

Grant of restricted stock units of the issuer, vesting ratably in equal annual installments over a period of four years from March 2, 2016, pursuant to the Surgical Care Affiliates, Inc. 2013 Omnibus Long-Term Incentive Plan (as amended), which is exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.
Includes 58,011 shares of Common Stock underlying restricted stock units ("RSUs") of the issuer. All of the RSUs are subject to time-based vesting and vest on the following schedule: 5,297 RSUs vesting on June 4, 2016, 6,720 RSUs vesting on September 17, 2016, 4,167 RSUs vesting on March 2, 2017, 5,297 RSUs vesting on June 4, 2017, 6,719 RSUs vesting on September 17, 2017, 4,167 RSUs vesting on March 2, 2018, 5,296 RSUs vesting on June 4, 2018, 6,719 RSUs vesting on September 17, 2018, 4,167 RSUs vesting on March 2, 2019, 5,296 RSUs vesting on June 4, 2019 and 4,166 RSUs vesting on March 2, 2020.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015, which plan became effective November 6, 2015.
This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $41.29 to $42.00. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
This line contains a combination of both time-based and performance-based options which, as of September 16, 2013, were fully vested.
This line contains a combination of both time-based and performance-based options which, as of September 16, 2013, were fully vested.
This line contains a combination of both time-based and performance-based options which, as of September 16, 2013, were fully vested.
This line contains a combination of both time-based and performance-based options which, as of September 16, 2013, were fully vested.
All of the options are time-based options which, as of February 8, 2016, were fully vested.
All of the options are time-based options which, as of March 6, 2013, were fully vested.
The option provides for vesting in equal annual installments on March 6, 2014, March 6, 2015 and March 6, 2016.
The option provides for vesting in equal annual installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
The option provides for vesting in equal annual installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.
The option provides for vesting in equal annual installments on June 4, 2016, June 4, 2017, June 4, 2018 and June 4, 2019.
Grant of options to purchase shares of Common Stock of the issuer pursuant to the Surgical Care Affiliates, Inc. 2013 Omnibus Long-Term Incentive Plan (as amended), which is exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.
The option provides for vesting in equal annual installments on March 2, 2017, March 2, 2018, March 2, 2019 and March 2, 2020.