Filing Details
- Accession Number:
- 0001230245-16-000225
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-03-04 16:44:47
- Reporting Period:
- 2016-02-16
- Filing Date:
- 2016-03-04
- Accepted Time:
- 2016-03-04 16:44:47
- Original Submission Date:
- 2016-02-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1453018 | Bradley Martin Winges | 800 Nicollet Mall Minneapolis MN 55402 | Cio And Head Of Fixed Income | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-02-16 | 2,635 | $41.58 | 40,649 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-02-17 | 842 | $41.95 | 39,807 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-02-16 | 5,500 | $41.35 | 34,307 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-02-16 | 14,611 | $0.00 | 48,918 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Footnotes
- This amendment is being filed to correct an incorrect date of earliest transaction.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.79 to $41.72 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.