Filing Details
- Accession Number:
- 0000902274-16-000266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-04 16:36:33
- Reporting Period:
- 2016-03-04
- Filing Date:
- 2016-03-04
- Accepted Time:
- 2016-03-04 16:36:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1098298 | A Susan Kovach | 300 Madison Avenue P.o. Box 10060 Toledo OH 43699-0060 | Vp,General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-03-04 | 2,500 | $16.95 | 49,881 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Units | 10,867 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | NQ - Stock Option (Right to Buy) | $38.06 | 2016-02-17 | 2025-03-02 | 4,685 | 4,685 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $13.95 | 2013-02-17 | 2022-02-17 | 4,624 | 4,624 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $17.13 | 2017-02-17 | 2026-02-25 | 16,353 | 16,353 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $15.35 | 2009-02-15 | 2018-02-15 | 3,621 | 3,621 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $17.00 | 2012-02-10 | 2021-02-10 | 3,625 | 3,625 | Direct |
| Common Stock | NQ - Stock Option (Right to Buy) | $23.02 | 2015-02-24 | 2024-02-24 | 6,413 | 6,413 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $19.02 | 2014-02-22 | 2023-02-22 | 6,902 | 6,902 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-03-02 | 4,685 | 4,685 | Direct |
| 2022-02-17 | 4,624 | 4,624 | Direct |
| 2026-02-25 | 16,353 | 16,353 | Direct |
| 2018-02-15 | 3,621 | 3,621 | Direct |
| 2021-02-10 | 3,625 | 3,625 | Direct |
| 2024-02-24 | 6,413 | 6,413 | Direct |
| 2023-02-22 | 6,902 | 6,902 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.94 to $16.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- The options become exercisable for 25% of the shares on February 17th of each of 2017, 2018, 2019 and 2020 provided the grantee remains continuously employed by the Company as of those respective dates.
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