Filing Details
- Accession Number:
- 0001127602-16-045041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-04 15:53:57
- Reporting Period:
- 2016-03-03
- Filing Date:
- 2016-03-04
- Accepted Time:
- 2016-03-04 15:53:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1568669 | Pennymac Financial Services Inc. | PFSI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486334 | L Gregory Hendry | C/O Pennymac Financial Services, Inc. 6101 Condor Drive Moorpark CA 93021 | Md, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-03-03 | 173 | $12.00 | 2,793 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The shares of Class A Common Stock were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 303 restricted stock units on March 3, 2016.
- The reported amount consists of 1,655 restricted stock units (RSUs) and 1,138 shares of Class A Common Stock. The RSUs are to be settled in an equal number of shares of Class A Common Stock upon vesting.