Filing Details

Accession Number:
0001158449-16-000310
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-03 16:59:28
Reporting Period:
2016-03-01
Filing Date:
2016-03-03
Accepted Time:
2016-03-03 16:59:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158449 Advance Auto Parts Inc AAP Retail-Auto & Home Supply Stores (5531) 542049910
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456483 E Charles Tyson Advance Auto Parts, Inc.
5008 Airport Rd
Roanoke VA 24012
Evp, Merch, Mktg & Supply Chn No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-01 404 $0.00 10,947 No 4 A Direct
Common Stock Acquisiton 2016-03-01 5,788 $0.00 16,735 No 4 A Direct
Common Stock Disposition 2016-03-01 2,065 $153.35 14,670 No 4 F Direct
Common Stock Acquisiton 2016-03-02 2,123 $40.38 16,793 No 4 M Direct
Common Stock Acquisiton 2016-03-02 10,979 $40.38 27,772 No 4 M Direct
Common Stock Disposition 2016-03-02 8,051 $151.94 19,721 No 4 F Direct
Common Stock Disposition 2016-03-02 1,976 $152.05 17,745 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Acquisiton 2016-03-01 4,616 $0.00 4,616 $73.17
Common Stock Stock Appreciation Rights Disposition 2016-03-02 2,123 $0.00 2,123 $40.38
Common Stock Stock Appreciation Rights Disposition 2016-03-02 10,979 $0.00 10,979 $40.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,616 2016-03-01 2019-12-03 No 4 A Direct
0 2013-03-01 2016-12-01 No 4 M Direct
0 2016-12-01 No 4 M Direct
Footnotes
  1. As previously reported, on December 3, 2012 the reporting person received an equity award, a portion of which was subject to the registrant achieving certain pre-determined financial performance targets subject to certification by the registrant's Compensation Committee. On March 1, 2016 the registrant's Compensation Committee determined that these performance conditions had been achieved at a level providing for a payout of 109% of the target award. The reported amount of common stock and stock appreciation rights (SARs) are fully vested and collectively represent the final vesting under this award.
  2. On March 1, 2013 and May 28, 2013, the reporting person received equity awards which were subject to achieving certain predetermined financial performance targets subject to certification by the registrant's Compensation Committee. On March 1, 2016, the registrant's Compensation Committee determined that these performance conditions had been achieved at a level providing for a payout of 100% of the target award.
  3. Represents shares withheld to satisfy a tax withholding obligation upon the vesting of performance restricted stock units.
  4. Represents shares withheld to satisfy exercise price and tax withholding obligations upon the exercise of Stock Appreciation Rights.
  5. The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $151.93 to $151.99. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. These shares became exercisable in three equal annual installments beginning on December 1, 2010.