Filing Details
- Accession Number:
- 0001158449-16-000310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-03 16:59:28
- Reporting Period:
- 2016-03-01
- Filing Date:
- 2016-03-03
- Accepted Time:
- 2016-03-03 16:59:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1158449 | Advance Auto Parts Inc | AAP | Retail-Auto & Home Supply Stores (5531) | 542049910 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456483 | E Charles Tyson | Advance Auto Parts, Inc. 5008 Airport Rd Roanoke VA 24012 | Evp, Merch, Mktg & Supply Chn | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-01 | 404 | $0.00 | 10,947 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2016-03-01 | 5,788 | $0.00 | 16,735 | No | 4 | A | Direct | |
Common Stock | Disposition | 2016-03-01 | 2,065 | $153.35 | 14,670 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-03-02 | 2,123 | $40.38 | 16,793 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-03-02 | 10,979 | $40.38 | 27,772 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-02 | 8,051 | $151.94 | 19,721 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-03-02 | 1,976 | $152.05 | 17,745 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Acquisiton | 2016-03-01 | 4,616 | $0.00 | 4,616 | $73.17 |
Common Stock | Stock Appreciation Rights | Disposition | 2016-03-02 | 2,123 | $0.00 | 2,123 | $40.38 |
Common Stock | Stock Appreciation Rights | Disposition | 2016-03-02 | 10,979 | $0.00 | 10,979 | $40.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,616 | 2016-03-01 | 2019-12-03 | No | 4 | A | Direct |
0 | 2013-03-01 | 2016-12-01 | No | 4 | M | Direct |
0 | 2016-12-01 | No | 4 | M | Direct |
Footnotes
- As previously reported, on December 3, 2012 the reporting person received an equity award, a portion of which was subject to the registrant achieving certain pre-determined financial performance targets subject to certification by the registrant's Compensation Committee. On March 1, 2016 the registrant's Compensation Committee determined that these performance conditions had been achieved at a level providing for a payout of 109% of the target award. The reported amount of common stock and stock appreciation rights (SARs) are fully vested and collectively represent the final vesting under this award.
- On March 1, 2013 and May 28, 2013, the reporting person received equity awards which were subject to achieving certain predetermined financial performance targets subject to certification by the registrant's Compensation Committee. On March 1, 2016, the registrant's Compensation Committee determined that these performance conditions had been achieved at a level providing for a payout of 100% of the target award.
- Represents shares withheld to satisfy a tax withholding obligation upon the vesting of performance restricted stock units.
- Represents shares withheld to satisfy exercise price and tax withholding obligations upon the exercise of Stock Appreciation Rights.
- The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $151.93 to $151.99. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares became exercisable in three equal annual installments beginning on December 1, 2010.