Filing Details

Accession Number:
0001209191-16-105260
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-03 16:11:25
Reporting Period:
2016-03-01
Filing Date:
2016-03-03
Accepted Time:
2016-03-03 16:11:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070154 Sterling Bancorp STL National Commercial Banks (6021) 800091851
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216164 G Thomas Kahn 400 Rella Boulevard
Montebello NY 10901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-03-01 5,553 $0.00 1,018,550 No 4 S Indirect Kahn Bros. Group, Inc. Dis.Adv.Accts.
Common Stock Disposition 2016-03-01 2,775 $0.00 1,015,775 No 4 S Indirect Kahn Bros. Group, Inc. Dis.Adv.Accts.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Kahn Bros. Group, Inc. Dis.Adv.Accts.
No 4 S Indirect Kahn Bros. Group, Inc. Dis.Adv.Accts.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 43,153 Direct
Common Stock 18,055 Indirect By Custodian for Children
Common Stock 17,363 Indirect Discretionary Customer Account
Common Stock 3,539 Indirect Trust Ackerman Institute
Common Stock 108,926 Indirect Trust Kahn Bros. Pension Plan
Common Stock 41,466 Indirect Trust Kahn Bros. Profit Sharing Plan
Common Stock 55,558 Indirect Trust Kahn Bros. Value Fund
Common Stock 3,333 Indirect Trust M&T Kahn Foundation
Common Stock 31,555 Indirect By IRA
Common Stock 1,000 Indirect By IRA for Spouse
Footnotes
  1. Represents unsolicited sale of stock from discretionary account upon instruction from customer and liquidation of customer account. The reporting person is hereby relying on the view the SEC's staff has expressed with regard to Rule 16b-3 exempting an officer's or director's indirect interest in a transaction between the issuer and an entity in which the beneficial ownership of the portfolio securities is reportable by the officer or director.