Filing Details
- Accession Number:
- 0001140361-16-056118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-02 19:27:40
- Reporting Period:
- 2016-02-29
- Filing Date:
- 2016-03-02
- Accepted Time:
- 2016-03-02 19:27:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192779 | S Gregg Kantor | 220 Nw Second Ave Portland OR 97209 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-29 | 25,000 | $41.15 | 73,340 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-02-29 | 25,000 | $50.15 | 48,340 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-03-02 | 1,624 | $49.44 | 46,716 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-03-02 | 719 | $49.44 | 45,997 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | Disposition | 2016-02-29 | 25,000 | $0.00 | 25,000 | $41.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,547 | Indirect | See Footnote |
Common Stock | 4,130 | Indirect | See Footnote |
Common Stock | 200 | Indirect | See Footnote |
Common Stock | 570 | Indirect | See Footnote |
Footnotes
- This transaction reflects the sale of stock acquired on exercise of a stock option. This transaction was executed in multiple trades on reported date with prices ranging from $50.00 to $50.48, resulting in an average price of $50.1509. Northwest Natural Gas Company will provide upon request by the Commission staff or a security holder of the issuer full information regarding the number of shares purchased or sold at each separate price.
- Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 26, 2016.
- Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 26, 2016.
- Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- Shares held in reporting person's account under issuer's Retirement K Savings Plan as of February 29, 2016.
- Shares held in reporting person's parent's account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
- Shares held in reporting person's parent's IRA account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
- The option vested in four equal installments on February 25, 2010, and January 1, 2011, 2012, and 2013.
- Option was granted as part of compensation for services. The option was exercised in a cashless exercise.