Filing Details
- Accession Number:
- 0001127602-16-044624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-02 18:28:35
- Reporting Period:
- 2016-03-01
- Filing Date:
- 2016-03-02
- Accepted Time:
- 2016-03-02 18:28:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392243 | J Andrew Iseman | 1010 Grand Blvd Kansas City MO 64106 | Ceo Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-01 | 1,431 | $41.71 | 12,268 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-03-01 | 1,666 | $45.07 | 13,679 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-01 | 1,431 | $51.22 | 12,248 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-03-01 | 900 | $51.24 | 11,348 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-03-01 | 766 | $51.25 | 10,582 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-03-01 | 1,431 | $0.00 | 1,431 | $41.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-03-01 | 1,666 | $0.00 | 1,666 | $45.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-01 | 2021-01-01 | No | 4 | M | Direct |
| 1,667 | 2015-01-01 | 2022-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 93 | Indirect | By ESOP |
Footnotes
- Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
Billionaire Hedge Funds
