Filing Details

Accession Number:
0001209191-16-104625
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-02 17:16:16
Reporting Period:
2016-02-29
Filing Date:
2016-03-02
Accepted Time:
2016-03-02 17:16:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1597755 Patricia Nakache 2480 Sand Hill Road, Suite 200
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-02-29 292,250 $0.00 5,260,499 No 4 J Indirect By Trinity Ventures X, L.P.
Common Stock Disposition 2016-02-29 2,826 $0.00 50,870 No 4 J Indirect By Trinity X Entrepreneurs' Fund, L.P.
Common Stock Disposition 2016-02-29 1,655 $0.00 29,789 No 4 J Indirect By Trinity X Side-By-Side Fund, L.P.
Common Stock Acquisiton 2016-02-29 2,922 $0.00 2,922 No 4 J Indirect By Trinity TVL X, LLC
Common Stock Disposition 2016-02-29 2,922 $0.00 0 No 4 J Indirect By Trinity TVL X, LLC
Common Stock Acquisiton 2016-02-29 110 $0.00 2,418 No 4 J Indirect By TVL Management Corporation
Common Stock Acquisiton 2016-02-29 522 $0.00 522 No 4 J Indirect By Gordon/Nakache Family Trust
Common Stock Disposition 2016-03-01 522 $12.95 0 No 4 S Indirect By Gordon/Nakache Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Trinity Ventures X, L.P.
No 4 J Indirect By Trinity X Entrepreneurs' Fund, L.P.
No 4 J Indirect By Trinity X Side-By-Side Fund, L.P.
No 4 J Indirect By Trinity TVL X, LLC
No 4 J Indirect By Trinity TVL X, LLC
No 4 J Indirect By TVL Management Corporation
No 4 J Indirect By Gordon/Nakache Family Trust
No 4 S Indirect By Gordon/Nakache Family Trust
Footnotes
  1. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity Ventures X, L.P. without consideration to its limited partners and its general partner, Trinity TVL X, LLC.
  2. The transactions being reported were effected pursuant to a Rule 10b5-1 plan adopted on September 14, 2015.
  3. Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.
  4. Ms. Nakache is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Ms. Nakache serves as an officer of Trinity TVL Management Corporation. Ms. Nakache disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of her pecuniary interest therein.
  5. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity X Entrepreneurs' Fund, L.P. without consideration to its limited partners.
  6. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity X Side-By-Side Fund, L.P. without consideration to its limited partners.
  7. Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Trinity Ventures X, L.P. described in footnote 1.
  8. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity TVL X, LLC without consideration to its members.
  9. The shares are held by Trinity TVL Management Corporation.
  10. The shares are held by the Gordon/Nakache Family Trust (the "Nakache Family Trust"). Ms. Nakache is a trustee of the Nakache Family Trust. Ms. Nakache disclaims beneficial ownership of the shares held by the Nakache Family Trust except to the extent of her proportionate pecuniary interest therein.
  11. The sales were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on September 14, 2015.
  12. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $12.40 to $13.29 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.