Filing Details

Accession Number:
0001127602-16-044535
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-02 16:48:19
Reporting Period:
2016-02-29
Filing Date:
2016-03-02
Accepted Time:
2016-03-02 16:48:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156039 Anthem Inc. ANTM Hospital & Medical Service Plans (6324) 352145715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1179745 Joseph Swedish 120 Monument Circle
Indianapolis IN 46204
Chair, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-02-29 9,855 $131.98 172,747 No 4 S Direct
Common Stock Disposition 2016-02-29 1,771 $132.80 170,976 No 4 S Direct
Common Stock Acquisiton 2016-03-01 22,525 $0.00 193,501 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2016-03-01 96,388 $0.00 96,388 $131.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
96,388 2026-03-01 No 4 A Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2015.
  2. This transaction was executed in multiple trades at prices ranging from $131.54 to $132.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $132.55 to $133.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Represents restricted share units. Restrictions lapse as follows: 7,508 each on 3/1/17 and 3/1/18, and 7,509 on 3/1/19.
  5. The option represents a right to purchase a total of 96,388 shares, and is exercisable in six semi-annual installments, with two installments of 16,064 shares each and four installments of 16,065 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.