Filing Details
- Accession Number:
- 0001127602-16-044535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-02 16:48:19
- Reporting Period:
- 2016-02-29
- Filing Date:
- 2016-03-02
- Accepted Time:
- 2016-03-02 16:48:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1179745 | Joseph Swedish | 120 Monument Circle Indianapolis IN 46204 | Chair, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-02-29 | 9,855 | $131.98 | 172,747 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-02-29 | 1,771 | $132.80 | 170,976 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-03-01 | 22,525 | $0.00 | 193,501 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2016-03-01 | 96,388 | $0.00 | 96,388 | $131.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
96,388 | 2026-03-01 | No | 4 | A | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2015.
- This transaction was executed in multiple trades at prices ranging from $131.54 to $132.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $132.55 to $133.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents restricted share units. Restrictions lapse as follows: 7,508 each on 3/1/17 and 3/1/18, and 7,509 on 3/1/19.
- The option represents a right to purchase a total of 96,388 shares, and is exercisable in six semi-annual installments, with two installments of 16,064 shares each and four installments of 16,065 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.