Filing Details

Accession Number:
0001533932-16-000378
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-02 16:11:11
Reporting Period:
2016-03-01
Filing Date:
2016-03-02
Accepted Time:
2016-03-02 16:11:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1533932 Vantiv Inc. VNTV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374975 Royal Cole C/O Vantiv, Inc.
8500 Governor'S Hill Drive
Cincinnati OH 45249-1384
Grp Pres, Merchant & Fi Svcs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-01 10,704 $21.95 121,656 No 4 M Direct
Class A Common Stock Acquisiton 2016-03-01 16,538 $31.02 138,194 No 4 M Direct
Class A Common Stock Acquisiton 2016-03-01 7,699 $37.10 145,893 No 4 M Direct
Class A Common Stock Disposition 2016-03-01 34,941 $52.48 110,952 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2016-03-01 10,704 $0.00 10,704 $21.95
Class A Common Stock Employee Stock Option (right to buy) Disposition 2016-03-01 16,538 $0.00 16,538 $31.02
Class A Common Stock Employee Stock Option (right to buy) Disposition 2016-03-01 7,699 $0.00 7,699 $37.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,704 2023-02-27 No 4 M Direct
16,538 2024-02-18 No 4 M Direct
23,098 2025-02-24 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2015.
  2. The option, representing a right to purchase a total of 42,816 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 27, 2014.
  3. The option, representing a right to purchase a total of 33,076 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 18, 2015.
  4. The option, representing a right to purchase a total of 30,797 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 24, 2016.