Filing Details
- Accession Number:
- 0001533932-16-000378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-02 16:11:11
- Reporting Period:
- 2016-03-01
- Filing Date:
- 2016-03-02
- Accepted Time:
- 2016-03-02 16:11:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1533932 | Vantiv Inc. | VNTV | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374975 | Royal Cole | C/O Vantiv, Inc. 8500 Governor'S Hill Drive Cincinnati OH 45249-1384 | Grp Pres, Merchant & Fi Svcs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-03-01 | 10,704 | $21.95 | 121,656 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2016-03-01 | 16,538 | $31.02 | 138,194 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2016-03-01 | 7,699 | $37.10 | 145,893 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-03-01 | 34,941 | $52.48 | 110,952 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-01 | 10,704 | $0.00 | 10,704 | $21.95 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-01 | 16,538 | $0.00 | 16,538 | $31.02 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-01 | 7,699 | $0.00 | 7,699 | $37.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,704 | 2023-02-27 | No | 4 | M | Direct | |
16,538 | 2024-02-18 | No | 4 | M | Direct | |
23,098 | 2025-02-24 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2015.
- The option, representing a right to purchase a total of 42,816 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 27, 2014.
- The option, representing a right to purchase a total of 33,076 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 18, 2015.
- The option, representing a right to purchase a total of 30,797 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 24, 2016.