Filing Details
- Accession Number:
- 0001042810-16-000150
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-02 15:51:06
- Reporting Period:
- 2016-03-01
- Filing Date:
- 2016-03-02
- Accepted Time:
- 2016-03-02 15:51:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1042810 | Equity One Inc. | EQY | Real Estate Investment Trusts (6798) | 521794271 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248360 | Thomas Caputo | 410 Park Avenue Suite 1220 New York NY 10022 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-01 | 50,000 | $11.59 | 92,432 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-01 | 50,000 | $27.80 | 42,432 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock (Option to buy) | Disposition | 2016-03-01 | 50,000 | $0.00 | 50,000 | $11.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-23 | 2019-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 107,768 | Indirect | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock (Option to buy) | $21.75 | 2012-03-14 | 2018-03-13 | 250,000 | 250,000 | Direct |
Common Stock | Common Stock (Option to buy) | $19.13 | 2013-03-17 | 2020-03-17 | 16,500 | 16,500 | Direct |
Common Stock | Common Stock (Option to buy) | $19.07 | 2015-02-20 | 2021-02-20 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-03-13 | 250,000 | 250,000 | Direct |
2020-03-17 | 16,500 | 16,500 | Direct |
2021-02-20 | 100,000 | 100,000 | Direct |
Footnotes
- Includes 1,071.8603 shares acquired by the reporting person as of December 31, 2015 under the Issuer's Employee Stock Purchase Plan not previously reported.
- This transaction was executed in multiple trades ranging from $27.66 to $27.97; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or a security holder of the issuer.
- Held by the Thomas A.Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust.