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Home > Insider Trading > Filing (0001195734-16-000057)

Filing Details

Accession Number:: 0001195734-16-000057
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-02 15:38:08
Reporting Period:: 2016-03-01

Filing Date:: 2016-03-02
Accepted Time:: 2016-03-02 15:38:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1195734	Potbelly Corp	PBPB	Retail-Eating Places (5812)	364466837

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587657	B John Morlock	111 N. Canal Suite 850 Chicago IL 60606	Svp, Operations	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-03-01	10,000	$9.60	10,000	No	4	M	Direct
Common Stock	Disposition	2016-03-01	10,000	$13.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2016-03-01	10,000	$0.00	10,000	$9.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
53,732		2022-12-03	No	4	M	Direct

Footnotes

These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.