Filing Details

Accession Number:
0001140361-16-056009
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-02 13:41:05
Reporting Period:
2016-03-01
Filing Date:
2016-03-02
Accepted Time:
2016-03-02 13:41:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569994 Waterstone Financial Inc. WSBF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374571 F William Bruss 11200 W Plank Court
Wauwatosa WI 53226
Coo General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-03-01 3,200 $14.04 36,564 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 31,363 Indirect By ESOP
Common Stock 12,464 Indirect By 401(k) plan
Common Stock 21 Indirect By Custodian
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $16.11 2014-01-22 2017-01-05 54,865 54,865 Direct
Common Stock Stock Options $1.73 2014-01-22 2022-01-04 38,405 38,405 Direct
Common Stock Stock Options $12.75 2016-03-04 2025-03-04 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-05 54,865 54,865 Direct
2022-01-04 38,405 38,405 Direct
2025-03-04 30,000 30,000 Direct