Filing Details
- Accession Number:
- 0001606268-16-000209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-01 18:39:37
- Reporting Period:
- 2016-02-26
- Filing Date:
- 2016-03-01
- Accepted Time:
- 2016-03-01 18:39:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1606268 | Spark Energy Inc. | SPKE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582187 | Iii Keith W Maxwell | 12140 Wickchester Lane, Suite 100 Houston TX 77079 | Yes | No | Yes | No | |
| 1664233 | Retailco, Llc | 12140 Wickchester Lane Suite 100 Houston TX 77079 | No | No | Yes | No | |
| 1664236 | Txex Energy Investments, Llc | 12140 Wickchester Lane Suite 100 Houston TX 77079 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2016-02-26 | 5,110 | $25.62 | 594,591 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 92,850 | Direct |
Footnotes
- The sale of Class A Common Stock reported herein by Retailco, LLC ("Retailco") may be matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended, with the purchase by W. Keith Maxwell III, the indirect owner of Retailco, of shares of Class A Common Stock which occurred in the past six months. Prior to this sale, W. Keith Maxwell III has agreed to pay Spark Energy, Inc. the full amount of the profit realized in connection with the short-swing transaction as soon as practicable after information is available for the highest sales price and lowest purchase price during the six month period in which this transaction occurs.
- The price reported in column 4, is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.55 to $25.75, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Held directly by Retailco. Retailco is a wholly owned subsidiary of TxEx Energy Investments, LLC, which is wholly owned by W. Keith Maxwell.
Billionaire Hedge Funds
