Filing Details
- Accession Number:
- 0001127602-16-044275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-01 18:10:35
- Reporting Period:
- 2016-02-26
- Filing Date:
- 2016-03-01
- Accepted Time:
- 2016-03-01 18:10:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364742 | Blackrock Inc. | BLK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1059240 | Richard J. Kushel | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2016-02-26 | 4,000 | $167.76 | 150,001 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2016-02-26 | 3,161 | $313.36 | 146,840 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-02-26 | 4,000 | $0.00 | 4,000 | $167.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,007 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Shares Of Common Stock (Par Value $0.01 Per Share) | 1,000 | Indirect | By Family Trust |
Shares Of Common Stock (Par Value $0.01 Per Share) | 1,000 | Indirect | By Family Trust |
Shares Of Common Stock (Par Value $0.01 Per Share) | 45,000 | Indirect | By The Kushel Family 2011 Dynasty Trust |
Footnotes
- Includes 1,309 shares of Common Stock held in the BlackRock, Inc. Employee Retirement Savings Plan. Also includes (i) 1,554 Restricted Stock Units vesting on 1/31/17, (ii) 2,986 Restricted Stock Units vesting in equal installments on 1/31/17 and 1/31/18, (iii) 5,200 Restricted Stock Units vesting in equal installments on 1/31/17, 1/31/18 and 1/31/19, (iv) 17,750 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (v) 8,832 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- Relates to a portion of a long-term plan option award of 28,007 options granted on 1/31/07 with an expiration date of 1/31/17.