Filing Details
- Accession Number:
- 0000899243-16-014892
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-01 17:16:35
- Reporting Period:
- 2016-02-29
- Filing Date:
- 2016-03-01
- Accepted Time:
- 2016-03-01 17:16:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1320854 | Freightcar America Inc. | RAIL | Railroad Equipment (3743) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1501155 | E Joseph Mcneely | Two North Riverside Plaza Suite 1300 Chicago IL 60606 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-29 | 1,667 | $14.89 | 29,767 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-29 | 1,667 | $14.84 | 31,434 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-29 | 1,668 | $14.92 | 33,102 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-29 | 1,684 | $14.87 | 34,786 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance shares | $0.00 | 11,351 | 11,351 | Direct | ||
Common Stock | Employee Stock Option (right to buy) | $25.55 | 2024-01-15 | 31,750 | 31,750 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $20.39 | 2023-10-04 | 75,000 | 75,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $20.39 | 2023-05-01 | 1,660 | 1,660 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $24.56 | 2023-01-18 | 8,500 | 8,500 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $23.40 | 2022-01-12 | 16,900 | 16,900 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $29.88 | 2021-01-13 | 12,600 | 12,600 | Direct | |
Common Stock | Performance shares | $0.00 | 8,368 | 8,368 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
11,351 | 11,351 | Direct | |
2024-01-15 | 31,750 | 31,750 | Direct |
2023-10-04 | 75,000 | 75,000 | Direct |
2023-05-01 | 1,660 | 1,660 | Direct |
2023-01-18 | 8,500 | 8,500 | Direct |
2022-01-12 | 16,900 | 16,900 | Direct |
2021-01-13 | 12,600 | 12,600 | Direct |
8,368 | 8,368 | Direct |
Footnotes
- Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.
- On January 15, 2014, the recipient was granted 31,750 options. 21,166 stock options are fully vested and currently exercisable, 10,584 stock options will vest on January 15, 2017.
- On October 4, 2013, the recipient was granted 75,000 options. 50,000 stock options are fully vested and currently exercisable, 25,000 stock options will vest on October 4, 2016.
- On May 1, 2013, the recipient was granted 1,660 options. 1,106 stock options are fully vested and currently excersisable and 554 stock options will vest on May 1, 2016.
- On January 18, 2013, the recipient was granted 8,500 options which are fully vested and currently exercisable.
- On January 12, 2012, the recipient was granted 16,900 options which are fully vested and currently exercisable.
- On January 13, 2011, the recipient was granted 12,600 options which are fully vested and currently exercisable.
- Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance.