Filing Details
- Accession Number:
- 0000794367-16-000183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-01 16:50:25
- Reporting Period:
- 2016-02-26
- Filing Date:
- 2016-03-01
- Accepted Time:
- 2016-03-01 16:50:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 794367 | Macy's Inc. | M | Retail-Department Stores (5311) | 133324058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180671 | M Karen Hoguet | C/O Macy'S, Inc. 7 West Seventh Street Cincinnati OH 45202 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-26 | 9,903 | $0.00 | 198,459 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2016-02-29 | 9,903 | $43.25 | 188,556 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-29 | 12,266 | $36.51 | 200,822 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-29 | 12,266 | $43.50 | 188,556 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-01 | 234 | $36.51 | 188,790 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-01 | 234 | $43.51 | 188,556 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2016-02-29 | 12,266 | $0.00 | 12,266 | $36.51 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2016-03-01 | 234 | $0.00 | 234 | $36.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,734 | 2009-07-11 | 2016-07-11 | No | 4 | M | Direct |
| 12,500 | 2009-07-11 | 2016-07-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,856 | Indirect | By 401(k) Plan |
Footnotes
- Settlement of performance-based restricted stock units following a 3-year (2013-2015) performance period. Number includes 578 dividend shares accrued during the performance period.
- Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of February 29, 2016 by $43.21, the stock price of such date.
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